Delving Into the SEC’s New Marketing Rules
Webinars

Delving Into the SEC’s New Marketing Rules

March 3, 2022 @ 1:00 pm

The Securities and Exchange Commission instituted changes last year to its “Marketing Rule” in an attempt to modernize its advertising and solicitation rules. These changes updated the rule for the digital era, and affected things like the definition of an “advertisement” and prohibitions on certain marketing practices.

Learn more about these updates to the Marketing Rule and the steps you should take to keep your firm in compliance in our upcoming webinar “Delving Into the SEC’s New Marketing Rules.” Join Carson’s Don Slaughter, Compliance Manager, Ad Review, and Vicki Sleder, Compliance Analyst, on March 3 at 1 p.m. CT.

They’ll cover:
• The scope of the new SEC rules
• The definition of an “advertisement”
• Changes to testimonials and endorsements
• Prohibitions on certain practices
• And more!

Fill out the form to register.

Details:

Start:
March 3, 2022 @ 1:00 pm
End:
March 3, 2022 @ 2:00 pm
Event Category:
Webinars