Resources

Blog

Podcast

Robert Sofia: Why Marketing Matters and Doing Things Differently

Posted on April 12, 2021
On today’s episode of Framework, Jamie talks with Robert Sofia, CEO of Snappy Kraken and marketing expert helping financial advisors package their value. As a kid, Robert never had the…
Continue Reading!

All Blog Posts

Coaching

Having the Infrastructure in Place to Handle Market Uncertainty

By: Sarah M. Cain

“Business as usual” is no longer a viable option as the coronavirus continues to spread. Businesses have adapted and are encouraging employees to work from home.

Coaching

Key Takeaways from the SEC’s Reg BI Rules Package

By: Jamie Hopkins
After an almost decade-long wait from the SEC, the commission moved forward rule changes that would expand regulatory responsibilities for brokers to act in the “best interest” of clients when…
Compliance

If Your Firm’s Website Isn’t GDPR Compliant, It Could Really Cost You

By: Cameron Carlow
The General Data Protection Regulation is a relatively new set of laws governing consumer data protection that went into effect in the European Union on May 25, 2018. Basically, it’s…
Compliance

Turning Fear into Action: 5 Tips to Create a Culture of Compliance

By: Dan Tobin
Growing up, it was the 4-letter words that were bound to get you in trouble. Those forbidden words beginning with D or F or S were uttered in a moment…
Compliance

Final DOL Fiduciary Rule: What Changed?

By: Carson Group
After six years of back-and-forth, the amendment to the definition of fiduciary was finally release as the final rule on Wednesday, April 6, 2016. Final Fiduciary Rule Changes Will Affect…
Compliance

Compliance: How do I manage the constantly changing rules and regulations of financial services?

By: Carson Group
Financial advisor compliance is one of those areas that most advisors dread doing, but know is absolutely critical to their business. The potential risk of not handling compliance properly is a…

Tweets Follow Us

Resource to Download

abook
Becoming a More Trusted Ally

How BMY Wealth Improved Client Relationships – and Increased AUM – with the New Carson CX

Download Now!

See How Carson Can

Help You Reach the Next Level.

Schedule a Consultation

Follow Us

linkedin twitter facebook

Tired of Never Really Clocking Out?

We could help you shave hours off your work week.

close-image

Wish Your Clients Bragged About Your Tech?

Our new CX is leaving clients speechless

close-image