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Ann Garcia: Helping Families Pay for College
Student loan forgiveness is a hot topic, but not a new one. Neither is the idea of free college. Many people with young kids think they don't need to …
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Compliance
If Your Firm’s Website Isn’t GDPR Compliant, It Could Really Cost You
The General Data Protection Regulation is a relatively new set of laws governing consumer data protection that went into effect in the European Union on May 25, 2018. Basically, …
Compliance
Turning Fear into Action: 5 Tips to Create a Culture of Compliance
Growing up, it was the 4-letter words that were bound to get you in trouble. Those forbidden words beginning with D or F or S were uttered in a …
Compliance
Final DOL Fiduciary Rule: What Changed?
After six years of back-and-forth, the amendment to the definition of fiduciary was finally release as the final rule on Wednesday, April 6, 2016. Final Fiduciary Rule Changes Will …
Business Management
Compliance: How do I manage the constantly changing rules and regulations of financial services?
Financial advisor compliance is one of those areas that most advisors dread doing, but know is absolutely critical to their business. The potential risk of not handling compliance properly is …
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Becoming a More Trusted Ally
How BMY Wealth Improved Client Relationships – and Increased AUM – with the New Carson CX
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