August 23, 2018
Join CEO Ron Carson and and CCO Dan Tobin of Carson Group, along with Bryan Hill of RIA Compliance Consultants, to hear what every advisor needs to know right now about compliance.
Historically, compliance has been a bottleneck for many advisors. However, compliance can be a strategic advantage for your firm, if you know how to leverage it. Our presenters will cover key issues, including:
- What is the current state of our regulatory environment & how does it affect your firm?
- Why do advisors still need to consider the DOL rule?
- How is compliance changing for RIA firms?
- How can you turn compliance from an anchor into an engine for your business?